Board of Directors
Executive Directors
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Mr. Huang (黃昌盛), aged 42, a certificated public accountant and a registered sponsor representative in the PRC, has extensive experience in the financial industry. He obtained a bachelor’s degree in economics from Chongqing Technology and Business University in June 2001 and a master’s degree in management from Chongqing University in June 2005. Mr. Huang successively worked at China Mobile Chongqing Company Limited, Guorong Securities Co., Ltd. and Chongqing Share Transfer Center Co., Ltd. from July 2005 to August 2012. He served as the senior manager, head of business team and deputy general manager of the NEEQ business department of Southwest Securities Co., Ltd. successively from September 2012 to August 2019. He became the deputy general manager of the first division of the western department of investment banking of Southwest Securities Co., Ltd. in September 2019, responsible for leading the department work.
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Mr. Zhang (張宏偉), aged 58, graduated from Chongqing Industrial School*（重慶工業學校）and School of Economics and Business Administration, Chongqing University majoring in business administration in 2002. He currently serves as the chief risk officer and the general manager of risk control department of Southwest Securities Co., Ltd. Mr. Zhang was the general manager of the Nanping business department of Chongqing Securities Company*（重慶有價證券公司）and the deputy manager of the securities department of the Nanping branch of Bank of Communications from 1993 to 2000, and the general managers of a number of securities business departments of Southwest Securities Co., Ltd. from 2000 to 2005. He served successively as the general manager of brokerage business department, the general manager of compliance and risk management department, the general manager of legal compliance department, the general manager of compliance department, the chief anti-money laundering compliance officer, the general manager of risk control department and the chief risk officer at headquarter of Southwest Securities Co., Ltd. from 2005. Mr. Zhang has nearly 30 years of experience in the securities market.*For identification purpose only
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Mr. WU Jian (吳堅), aged 57, has been appointed as an executive Director of the Company since 27 February 2015, the Chairman of the Board and the chairman of the nomination committee since 1 November 2016, and a member of the remuneration committee of the Company since 25 March 2017. Mr. Wu graduated from Shanxi University of Finance and Economics in the PRC. He graduated from MBA Institute of Chongqing University with MBA degree in February 2001. Mr. Wu served in China Securities Regulatory Commission Chongqing Office consecutively as the deputy commissioner of division of investigation and enforcement department and commissioner of the listed company supervision department from 1997 to 2005. Mr. Wu was appointed as the deputy general manager of 重慶渝富資產經營管理集團有限公司 (Chongqing Yufu Assets Management Group Co., Ltd.*) from December 2005 to November 2013 and was responsible for investment management. Mr. Wu was also appointed as the chief executive and director of 重慶股權轉讓中心有限責任公司 (Chongqing Share Transfer Center Co., Ltd.*), a subsidiary of 西南證券股份有限公司 (Southwest Securities Co., Ltd.*) (“SWSC”, SSE stock code: 600369), from October 2013 to April 2016. Mr. Wu was also appointed as the chairman of the board of 重慶股權轉讓中心有限責任公司(Chongqing Share Transfer Center Co., Ltd.*) from April 2016 to April 2020. Mr. Wu was once appointed as an independent director of 西南藥業股份有限公司 (Southwest Pharmaceutical Co., Ltd.*) and the chairman of the board of 重慶東源產業投資股份有限公司 (Chong Qing Dong Yuan Industry Investment Co., Ltd.*). Mr. Wu is currently the secretary of CPC party committee, the chairman of the board and president of SWSC. He is currently a director of Southwest Securities International Investment Limited, the immediate controlling shareholder of the Company. Mr. Wu has over 20 years of experience in investment and securities market.
*For identification purpose only
Independent Non-executive Directors
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Mr. MENG Gaoyuan (蒙高原), aged 51, has been appointed as an independent non-executive Director, the chairman of Audit Committee, a member of the Remuneration Committee and the Nomination Committee since 27 January 2015. Mr. Meng has been qualified as certificated public accountant in the PRC since 1997. He has also been qualified as a certified public valuer and a registered land valuer since 1998 and 2006 respectively. Mr. Meng served in 重慶康華會計師事務所（特殊普通合夥）(Chongqing Kanghua Certified Public Accountants LLP*) as, respectively, a department senior manager, deputy general manager, the chairman of the board and the chief partner since September 1998. Mr. Meng graduated from 江西財經學院 (now known as Jiangxi University of Finance and Economics) in the PRC with a bachelor degree majoring in finance, accounting and auditing in July 1994. He obtained a master of business administration degree from Chongqing University of Technology. He has abundant experience in accounting, audit and finance.
*For identification purpose only
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Dr. GUAN Wenwei (關文偉), aged 53, has been appointed as an independent non-executive Director, the chairman of remuneration committee, and a member of each of the audit committee and nomination committee of the Company since 19 September 2016, and the chairman of the remuneration committee of the Company since 14 July 2020. Dr. Guan graduated from Sun Yat-Sen University with a Bachelor of Laws (LL.B.) Degree in 1991. He obtained a master of laws (LL.M.) degree from Peking University in 2001, a master of arts (M.A.) Degree (Asia Pacific Policy Studies) and a Ph.D in Law from the University of British Columbia in 2004 and 2009, respectively. Dr. Guan served as court clerk, junior judge in the Guangdong Provincial People’s High Court, PRC, sessional lecturer in the faculty of law of the University of British Columbia, visiting assistant professor in the school of law of City University of Hong Kong during the period from July 1991 to July 2009. He has been an assistant professor in the school of law of City University of Hong Kong since July 2009 and was promoted to associate professor since July 2018. He was qualified as a lawyer in the PRC since 2000 and has become an arbitrator of South China International Economic and Trade Arbitration Commission since 2015.
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Mr. LIANG Jilin (梁繼林), aged 65, has been appointed as an independent non-executive Director and a member of each of the audit committee, remuneration committee and nomination committee of the Company since 1 July 2020. Mr. Liang acted as the deputy general manager from June 2009 to September 2015 of and the chief economist from September 2015 to September 2016 of 中房地產股份有限公司 (now known as 中交地產股份有限公司 (CCCG Real Estate Corporation Limited*), SZSE stock code: 000736). Mr. Liang consecutively served as the deputy general manager, general manager, chairman of the board of directors, branch secretary of Party and legal representative of 深圳市中住匯智實業有限公司 (now known as 中交地產產業發展有限公司） from March 1999 to October 2016. He was the chairman of the board of directors of 深圳市華匯倉儲有限公司 from October 2001 to December 2005. Mr. Liang graduated from 中國人民解放軍陸軍參謀學院 (the Chief of Staff of Army College of the Chinese People’s Liberation Army*) with a bachelor’s degree in military science in July 1994, majoring in military theory, and obtained the qualification of Senior Schemer of China Scheming Research Institute in February 2005.*For identification purpose only