Application Procedure

 

Fund Investment Procedure

Step One: Open "Fund House Account"

Complete and sign applicable fund house subscription form

Provide proof of payment, e.g. Personal checks or pay-in slips

Others

Step Two: Order Execution

On behalf of the client, Southwest Securities (HK) Asset Management Limited will place dealing instruction(s) to fund house(s)

Step Three: Deal Confirmation

Client will receive written deal confirmation by mail. Details include client name, name of fund(s) subscribed, units subscribed and buying price(s)

 

Saving Plan Procedure​

Step One: Open "Fund House Account"

Complete and sign applicable fund house subscription form and direct payment authorization letter

Provide proof of payment (if applicable)

Others

Step Two: Order Execution

On behalf of the client, Southwest Securities (HK) Asset Management Limited will place dealing instruction(s) to fund house(s)

Step Three: Deal Confirmation

Client will receive written deal confirmation by mail. Details include client name, name of fund(s) subscribed and buying price(s)